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Federal Contractor Misconduct Database (FCMD)

The federal government routinely awards contracts to companies with histories of misconduct, including contract fraud and other violations. POGO believes that providing this website will help to improve contracting decisions and increase public knowledge of how the government spends billions of taxpayer dollars each year. Read more…

Intl FCStone

8 instances of misconduct since 1995 | $3.0M in penalties

Intl FCStone (renamed StoneX Group in 2020) is a financial services company operating in six areas: commercial hedging, global payments, securities, physical commodities, foreign exchange, and clearing and execution services.

Correspondence Date
FY Rank Contract Awards
2021 #72 $1,122.0M

8 Instances of Misconduct since 1995

Date Instance Penalty
Total  
11/22/2021 Failure to Fully and Immediately Display, Route, Execute, or Cancel Customer OTC limit Orders
Intl FCStone
$60,000
9/10/2020 Failure to Satisfy Supervisory and Anti-Money Laundering Obligations
Intl FCStone
$375,000
11/14/2017 Unlawful Exchange for Related Position Transactions
Intl FCStone
$280,000
4/12/2016 Accounting Errors in Recording and Reporting Over-the-Counter Derivative Trading Gains
Intl FCStone
$150,000
8/19/2015 Failure to Supervise Swaps Trading
Intl FCStone
$200,000
5/1/2015 Failing to Provide and Maintain an Adequate Program of Supervision, Failing to Diligently Supervise Employees
Intl FCStone
$140,000
5/29/2013 Failing to Diligently Supervise Employees as a Futures Commission Merchant
Intl FCStone
$1,500,000
3/13/2012 Failing to Diligently Supervise the Account of a Floor Broker
Intl FCStone
$260,000

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